 Make no mistake about the DOL’s intention of deploying this rule. It has been well intentioned. It’s largely an effort to bypass the SEC because they haven’t engaged in rule-making."Brian Hamburger, founder, president and CEO, MarketCounsel
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When Is an RIA a Custodian?
Michael Thrasher | WealthManagement.com, July 2017
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Summary: At BNY Mellon's Pershing Advisor Solutions Regional Symposium in New York City on Wednesday, Brian Hamburger, the founder, president and CEO of the regulatory compliance and consulting firm MarketCounsel, outlined three areas of top concern for RIAs right now: standing letters of authorization, the Department of Labor’s retirement-savings rule and, or course, cybersecurity.
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