From InvestmentNews
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Summary: Advisers need to be proactive about making technology changes if they want to keep up with the competition and take advantages of opportunities to improve the client experience.
From ThinkAdvisor
Added on March 2017 in M&A Issues
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Summary: People often remark that advisory firms are now worth so much that nobody can afford them. This ironic observation reminds me of Yogi Berra's memorable quote, “Nobody goes there anymore. It's too crowded.”
From WealthManagement.com
Added on March 2017 in Form an RIA
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Summary: The first state-mandated cybersecurity regulations in the nation went into effect Wednesday in New York State, requiring a wide range of financial services, banks and insurance firms to adopt measures aimed at protecting client data.
From Financial Advisor IQ
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Summary: With 2016 behind us, many advisors are pondering what they can improve for their clients and business in the year ahead. While thinking ambitiously is great, it is also important to set realistic goals. Here are a few broad concepts that, employed well, can better your firm for both clients and employees.
From IRIS
Added on March 2017 in Form an RIA
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Summary: As the wealth management landscape evolves, we continue to watch a steady stream of top advisors leave the traditional wirehouse space for independent RIA models. Although independence invariably gives these advisors greater freedom, flexibility and control, we also need to ask the question, “What’s in it for their clients?”
