From Financial Advisor IQ
Added on October 2014 in Form an RIA
1 visitor like this article | Viewed 91 times | 0 comment
Summary: Nearly five years after Dodd-Frank became law, a uniform fiduciary standard for advisors in all channels is nowhere in sight. But the lack of progress hasn’t deterred the Financial Planning Coalition from agitating for more accountability in the industry.
From wealthmanagement.com
Added on October 2014 in M&A Issues
1 visitor like this article | Viewed 102 times | 0 comment
Summary: Like all too many marriages, advisor teams that often seemed inseparable wind up crumbling and falling apart for a variety of reasons. But often the reasons behind a breakup don’t become fully apparent until the partners explore a move to a new firm.
From Think Advisor
Added on October 2014 in Form an RIA
1 visitor like this article | Viewed 89 times | 0 comment
Summary: The majority of investment advisory firms’ main offices are concentrated in a relatively small number of states, with the distribution likely driven by access to financial markets, population and net worth.
From InvestmentNews
Added on October 2014 in Other Ideas
1 visitor like this article | Viewed 78 times | 0 comment
Summary: A majority of Americans nearing retirement are eyeing financial advisors for help with planning for the costs of health care.
From InvestmentNews
Added on October 2014 in Other Ideas
1 visitor like this article | Viewed 83 times | 0 comment
Summary: Custodians, those longtime third-party guardians of customer securities, are launching new products that give traditional registered investment advisers the technology to compete against so-called robo-advisers.
