From ThinkAdvisor
Added on August 2017 in Form an RIA
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Summary: In addition to the many disclosures non-level-fee fiduciaries must make when they execute a best-interest contract with new or existing clients, advisors must also make disclosures about their website and make certain information available there.
From PFI Advisors
Added on August 2017 in Form an RIA
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Summary: Below is a transcript of an interview Matt and Larissa conducted over margaritas in Hermosa Beach, CA on June 20th, 2017.
From Financial Planning
Added on August 2017 in Form an RIA
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Summary: Advisors have long hunted the $13 trillion in total investable assets held in high-net-worth households. In fact, 13% of advisory firms now focus on the wealthiest clients that account for less than 1% of the U.S. population, according to new research from Cerulli Associates.
From ThinkAdvisor
Added on August 2017 in Form an RIA
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Summary: While fiduciary advocates applaud the Certified Financial Planner Board of Standards’ revised standards of conduct — specifically for expanding the scope of a CFP’s fiduciary duty and moving the industry toward a profession — they say the Board must clear up some ambiguities, and even seek more comments, before adopting the plan.
From ThinkAdvisor
Added on August 2017 in Form an RIA
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Summary: Are the Certified Financial Planner Board of Standards’ proposed revisions to its Standards of Professional Conduct too weak, too strong or just right?
