Summary: With so much turbulence lately in the brokerage industry, many advisors may be thinking about their next move, including a switch to independence. Still, advisers who have spent their careers with a wirehouse or regional broker-dealer may wonder if the perceived risks outweigh the potential upside.
 After becoming an independent RIA, our firm was more profitable,Even as our assets under management grew, our expenses remained the same. This is a key difference between the RIA and the independent broker-dealer model, where a firm’s expenses are largely based on the assets they manage."Ryder Brose, partner, Baker, Brose & Mitsutome Wealth Management |
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