 One of the best ways I can protect my financial future is to make sure all our partners are financially sound and treat their clients, the advisors, the same way we treat our clients."Katherine Vessenes, President, Vestment Advisors. |
4 Reasons Why I Left Broker-Dealer World
Katherine Vessenes, President, Vestment Advisors | Think Advisor, May 2014
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Summary: Last October was another milestone for us: we broke free of our broker-dealer. Champagne was in order as we created our own RIA and now work as fee-based advisors. If you managed to look up my FINRA record, you will see we have been with a number of BDs over the last few years. In general, the experiences have been far from stellar. Here is why we decided to create our own RIA.
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