Summary: The process of going independent can be more time consuming than moving to another wirehouse, due to additional due diligence and logistical execution. So, it is important to make the journey to independence simpler, more turnkey and less threatening.
 Whenever possible, tap the resources of the existing custodial firm – that will simplify things enormously. They are invested in the success and growth of the new firm, and are set up to handle the operational aspects of transferring client accounts, providing direction and support."Shirl Penney, founder, Dynasty Financial Partners. |
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