 “One could envision a larger percentage of those brokers considering a movement into the independent RIA model.”Walt Bettinger, CEO, Charles Schwab |
Schwab CEO: DOL Could Spur More Breakaways
Dan Jamieson | FA Magazine, October 2016
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Summary: The DOL rule could give a boost to the RIA breakaway business if more wirehouse reps shift to a fee-based model, said Walt Bettinger, CEO of Charles Schwab Corp.
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