 Be ready for an exam. If what you're doing isn't ready for an exam, you're wasting your time."Tom Giachetti, chairman, Stark & Stark. |
SEC Waging Enforcement 'War' on Advisors: Giachetti
Danielle Andrus | Think Advisor, October 2016
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Summary: The most important word to advisors these days is fiduciary, according to Tom Giachetti, chairman of the securities practice at Stark & Stark.
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