 The elephant in the living room is the uniform fiduciary standard. While Mary Jo White has repeatedly said it's a priority, I've never seen it show up on the SEC's regulatory agenda.”Duane Thompson, senior policy adviser, Fi360. |
Consumer groups accuse SEC of ignoring investors
Mark Schoeff Jr. | InvestmentNews, March 2015
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Summary: The Securities and Exchange Commission is not fulfilling its duty to protect retail investors, particularly in how it regulates financial advisers, a number of consumer groups asserted in a letter to the agency.
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