 “It's like taking a pop quiz in school without having been to class. You have to assume they're coming soon.”Robert Ross, chief compliance officer, Sontag Advisory
|
Advisers offer tips for surviving a cybersecurity exam
Mark Schoeff Jr. | InvestmentNews, October 2016
Read the article online >
Summary: Investment advisers who have been through a Securities and Exchange Commission cybersecurity examination warned other advisers Tuesday not to wait for an inspection notice from the agency to begin fortifying their online systems.
Be the first to comment on this Article
