“It's like taking a pop quiz in school without having been to class. You have to assume they're coming soon.”
Robert Ross, chief compliance officer, Sontag Advisory
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Summary: Investment advisers who have been through a Securities and Exchange Commission cybersecurity examination warned other advisers Tuesday not to wait for an inspection notice from the agency to begin fortifying their online systems.
“It's like taking a pop quiz in school without having been to class. You have to assume they're coming soon.”
Robert Ross, chief compliance officer, Sontag Advisory
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